Impact of New DOL Regulations – Society of FSP May Video Teleconference
The Board of Directors of the Central Mass Chapter of the Society of Financial Service Professionals cordially invites you to a live video stream broadcast – “A Financial Professional’s Ultimate Survival Guide for the Challenging New Fiduciary Landscape”. A distinguished panel will explore the ramifications of the new DOL decision and help advisors comply with the law.
The multidisciplinary panel will provide detailed analysis of the changes across the spectrum of financial services, offering valuable insights into how to survive and thrive in this new regulatory environment. This timely and informative program is Free and will include 2 MA Continuing Education Credits. The program will be presented on Wednesday May 18th from 1:00 to 3:00 at Baystate Financial, One West Boylston Street, Worcester, MA 01605
The distinguished panel includes Moderator Richard Weber, MBA, CLU, AEP; and panelists Stephen Parrish, JD, CLU, ChFC, RHU; Ernest Guerriero, CLU, ChFC, CEBS, CPCU, CPC, CMS, AIF; and Peter Swisher, CFP, CPC.
Attendees will learn:
- How the DOL ruling will constrict compensation
- How to prepare for the possibility of increased litigation
- Where conflicts of interest may lie
- How large financial institutions are likely to respond
- What the impact will be on commission-based proprietary products
- How the ruling will affect Middle Americans
- A Q&A session will follow the presentation.
A special roundtable discussion will be held at 3:00 for anyone that would like to participate.
Please RSVP Frank Laganelli,CLU,CASL at 774-437-7070 to register or email flaganelli@unum.com. For details about the program content, go to http://www.SocietyofFSP.org/public/VTC_051816.cfm.
We hope you’ll join us for this important new Video Teleconference from the Society of FSP.
Sincerely,
The Board of Directors
Central Mass Chapter FSP